Amendments increase the number individuals who qualify to act as public directors
Piette failed to fully and accurately respond to inquiries from Investia
Mark Gordon takes over as president and CEO
Stephen Popen was terminated from Investors Group in 2009 for breaching MFDA rules
Regulator issues notice of hearing
Satti, Ghani permanently banned
Investment House co-founders failed to manage conflicts of interest, says OSC
Punch Bun Chiu Lui permanently prohibited from conducting securities related business for any MFDA firm
Jose Bautista permanently banned by MFDA
Regulator conducts client disclosure sweep