The regulator sets out processes for lifting conditions, ending fund rep suspensions
The ex-MFDA advisor admitted to misappropriating clients' funds and other improper dealings
Conflict provisions have been delayed by six months, while disclosure has been pushed back by a year
Market operations have proven resilient
Investor group says CSA must go deeper than an IIROC-MFDA merger review
IIROC reports that account intrusions are increasing
The proposals are out for a 135-day comment period
The MFDA warns that phishing and other cyberattacks are on the rise
Suitability remains investors’ top complaint, OBSI says
SROs and dealers are activating business continuity plans