Starting Nov. 1, aspiring derivatives traders must complete a course and pass an exam
A notice published Friday provides greater clarity on what constitutes wash trading
Comments are due by Aug. 16
Applications are due by June 21
Some firms are failing to ensure annual testing for automated order systems used by direct electronic access clients
Applications are due March 1
The definition of an “approved person” was amended in July
Regulatory experts will work with data scientists to detect abusive trading behaviour
Administrative penalties total nearly $1 million
The move to extend trading hours is in response to an increase in activity and demand from global clients of Canada’s derivative exchange