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Company: Montreal Exchange

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SEC to allow virtual fund meetings to 2021; MX compliance relief extends to Sept. 30

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Trading activity on TMX equity markets subsides further in May

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Proposals aim to ensure the investigative process is fair, transparent and efficient

The derivatives exchange seeks candidates for a special committee

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The exchange will allow flexibility but no exemptions

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Phone recording requirements are a key concern for home-bound workers

compliance puzzle

Direct access, client identifiers and AI top the list

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Firm gave employees trading access without approval

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Exchange seeks to guard against excess volatility in early-morning trading

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Starting Nov. 1, aspiring derivatives traders must complete a course and pass an exam