Company: Montreal Exchange

151 results found
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MX launches advisory committee on market structure issues

notepad, laptop and coffee cup on wood table

SEC to allow virtual fund meetings to 2021; MX compliance relief extends to Sept. 30

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Trading activity on TMX equity markets subsides further in May

tax inspector investigating financial documents through magnifying glass, forensic accounting or financial forensics, inspecting offshore company financial papers, documents and reports.

Proposals aim to ensure the investigative process is fair, transparent and efficient

The derivatives exchange seeks candidates for a special committee

skyline of downtown montreal

The exchange will allow flexibility but no exemptions

Businessman analysis the stockmarket on labtop Stock Market Investment Online

Phone recording requirements are a key concern for home-bound workers

compliance puzzle

Direct access, client identifiers and AI top the list

Gavel and legal books

Firm gave employees trading access without approval

Stock market quotes

Exchange seeks to guard against excess volatility in early-morning trading