MX launches advisory committee on market structure issues
SEC to allow virtual fund meetings to 2021; MX compliance relief extends to Sept. 30
Trading activity on TMX equity markets subsides further in May
Proposals aim to ensure the investigative process is fair, transparent and efficient
The derivatives exchange seeks candidates for a special committee
The exchange will allow flexibility but no exemptions
Phone recording requirements are a key concern for home-bound workers
Direct access, client identifiers and AI top the list
Firm gave employees trading access without approval
Exchange seeks to guard against excess volatility in early-morning trading