JitneyTrade fined $90,000 for weak controls over direct-access clients
Laurentian Bank Securities sanctioned for supervisory shortcomings
Exchange proposes new client ID requirements
New governance structure to be adopted in second quarter
Firm failed to prevent unauthorized access to exchange's electronic trading system
Rate increases are needed to match expanding responsibilities
Term CORRA to be available by Q3, but usage will be limited
Firm settled allegations that unapproved employees had access via trading algorithm
Firm sanctioned over unapproved access to exchange's systems
Deadline for applications to join regulatory division committee is Dec. 15