Firm to pay $220,000 to resolve allegations of several rule breaches
Bourse plans market maker program for certain CORRA futures
Exchange to drop "minor violation" process, add new remediation function
Disciplinary committee concludes prop trades took advantage of client
Exchange looks to streamline application, approval processes
Exchange hearing set over 2019 trades
Marex Capital Markets sanctioned in settlement with MX
Firm failed to fully investigate potentially manipulative trading by an ex-employee
Weaknesses in position reporting uncovered in compliance review
Trader placed numerous potentially misleading orders in bond futures