New entity to provide stronger, streamlined regulation
Firm to pay $150,000 for trade supervision and audit trail deficiencies
Gregorian to pay $55,260 for deceptive trading
Trades created artificial price for Caribou Resources shares
Hearing scheduled for Calgary
Concordia prof to represent retail investor perspective
Written disclosure policies can help prevent problems
Asks court to declare UMIR 7.1 void
Pair failed to fully investigate manipulative trading practices
No clear proof that trader knew of client order