Jurisdiction maintained in review RS decision
IDA, RS combine to form Investment Industry Regulatory Organization of Canada
RS drops request for exemption from “best-price” obligations submitted in Dec. 2007
Model imposes charges to recover operational and capital costs caused by introduction of multiple marketplacesCanadian securities regulators have approved the allocation model developed by Market Regulation Services Inc. to accommodate the introduction of new markets.The OSC Bulletin reports that the Ontario Securities Commission and other regulators have approved the model that will impose a series […]
Five years in the making, deal to merge IDA and RS needs only provincial approval
Application process set up for Investment Industry Regulatory Organization of Canada membership
Berry's RS hearing starts April 21
Firms should have policies to prevent violations
Combination ensures strong, streamlined, self-regulation in Canadian capital markets
New SRO would combine regulatory activities of IDA and RS in a single organization