New fee model more accurately captures fixed costs of regulation services
New single entity to succeed IDA, RS
Market Regulation Services Inc. is seeking comments on proposed revisions to its fee model.In a notice RS reports that on September 29, its board of directors approved an allocation model for a series of direct charges to marketplaces to recover operational and capital costs caused by the introduction of new markets. The proposed model relates […]
RS orders Wardle to pay $40,000 plus $35,000 in costs for contravening UMIR rules
Firm seeks hearing with OSC over UMIR
Comments due November 6
Regulator proposes to select up to 25 firms to participate
Firm failed to implement proper trade supervision and compliance policies
Firm failed to transmit CNQ orders from TD Waterhouse
Firm order to pay $425,000; Deslongchamps fined $50,000