Currently, the OSC is the only provincial regulator that can't issue blanket orders
In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit
The association says an IIROC proposal should apply only to employees directly involved in client dealings
The relationship with IIROC may change how firms approach OBSI inquiries, a letter says
Conflict could exist, as course provider and accreditation body are owned by the same company
Speakers at a Vantage Series event discussed the challenge of providing personalized advice at scale
Award celebrates talented young professionals in the investment industry
Why strengthening personal data protections poses a looming challenge for the Canadian investment industry
Trade groups want to be consulted as the CSA overhauls its electronic filing systems
The association also urged country-wide harmonization of titles