Equity issuance down 24% from a year ago
Assets under administration, revenue, commissions and fees have all dropped in recent months
Fan breached client trust
Association calls on regulators to create a model that can operate for both the mutual fund and securities industries
Revisions will ehance the ability of U.S. investors to access Canadian capital markets
Association still has some concerns with revised framework
Investors deserve comparable standard of protection whether a is registrant under MFDA or IIROC
Equity financing activity down 27% year-over-year
Proposed rule outlines standards to be met by dealers providing planning services
Rising inflation and falling bond yields pose serious challenges: IIAC report