Industry revenues from mutual funds increased 10% during the quarter
Instead of more laws and regulations, the industry should rely on better oversight
Leigh accepted personal loan from clients without the consent of his firm
New rule sets tighter timeframes for responses to client complaints
IIAC to work closely with Canadian Derivatives Clearing Corp.
Financial institutions less active in common and preferred equity issuance
Scholarship provides funding to attend SIFMA’s Securities Industry Institute
Corporate bonds show the largest gains in volume
Big investment dealers are thriving, but many smaller fry are not
Canadians new support in rebuilding retirement savings