Company: International Organization of Securities Commissions

256 results found

Proposed framework allows flexibility for jurisdictions to determine the most appropriate risk assessment to adopt for their markets

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MFDA publishes investor bulletin on mutual fund fees

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Report covers the marketing and sale of rolling-spot forex contracts, contracts for differences and binary options

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Report details key stages of capital raising where the role of intermediaries might give rise to conflicts of interest

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Global policymakers seek to further improve derivatives data reporting

Businessman analysis the stockmarket on labtop Stock Market Investment Online

The report finds a high level of concentration at a small number of CCPs

Businessman analysis the stockmarket on labtop Stock Market Investment Online

New report suggests OTC derivatives markets have evolved in line with the objective of promoting central clearing in a bid to curb systemic risk

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The group of regulators has been developing recommendations on mechanisms to manage episodes of extreme volatility

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International banking and securities regulators say Canada’s financial infrastructure generally complies with beefed-up principles

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Proposals aim create a framework that provides incentives to firms and regulators to adopt best practices