Proposed framework allows flexibility for jurisdictions to determine the most appropriate risk assessment to adopt for their markets
MFDA publishes investor bulletin on mutual fund fees
Report covers the marketing and sale of rolling-spot forex contracts, contracts for differences and binary options
Report details key stages of capital raising where the role of intermediaries might give rise to conflicts of interest
Global policymakers seek to further improve derivatives data reporting
The report finds a high level of concentration at a small number of CCPs
New report suggests OTC derivatives markets have evolved in line with the objective of promoting central clearing in a bid to curb systemic risk
The group of regulators has been developing recommendations on mechanisms to manage episodes of extreme volatility
International banking and securities regulators say Canada’s financial infrastructure generally complies with beefed-up principles
Proposals aim create a framework that provides incentives to firms and regulators to adopt best practices