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Company: International Organization of Securities Commissions

382 results found
compliance puzzle

Revisions seek to better align with global standards

consultation discussion

Proposed principles aim to address growth of outsourcing, fintech

European regulators aim to curb vulnerabilities revealed by March 2020 market stress

Businessman Walk Over Cliff Gap Risk Mountain Balancing Flat Illustration

Measures to address securitization market failures reduced risk without curbing lending

Computer keys

Software glitches the most common causes of trading failures, regulators find

right or wrong choice

Market has evolved dramatically since the global financial crisis

Global group of regulators seeks new secretary general

A global network of investment points

Global policy group calls for toolbox approach to CCP resolution

online investing

Broker conflicts, finfluencers, gamification among regulators' priorities

tightrope

Expansion of business lines multiplies conflicts and regulatory challenges