IIROC releases FAQ document on first phase of CRM2 reforms
October 2015 date set to coincide with planned test in U.S.
The resignation date for the boutique firm will be announced at a later date
The goal is to encourage investor confidence
Regulators disagree over the approach to reporting certain off-book positions to clients
OSC overturns IIROC decision against Mark McQuillen
Candidate may be appointed to OBSI’s board for a term of up to three years
All directors re-elected
Andrew Kriegler will succeed Susan Wolburgh Jenah
IIROC last year dismissed charges against David Berry, Mark McQuillen’s former boss