Information sharing is essential for mitigating cyber threats to investment delears
While IIROC works on amendments, it asks dealers to voluntarily report cybersecurity incidents
Quebec, Ontario, Alberta and PEI have already provided authority to IIROC to enhance its collection abilities
The proposals would reduce the reporting deadlines and increase the amount of data that are collected
The SRO is looking to deal with certain cases more quickly
The proposals aim to provide faster resolution and allow the SRO to focus resources on more serious cases
The request follows recent changes to the self-regulatory organization’s continuing education rules
The FIAC makes recommendations to IIROC staff about proposed initiatives relating to fixed income trading
The goal is to create, maintain and promote high proficiency standards
Former reps that return to the industry would no longer be able to use the CSC and CPH to satisfy their CE requirements