Dealer firm consents to suspension by industry SRO
Court ordered firm's windup, E&Y appointed liquidator
The self-regulatory organization is advising that firms take precautions
Individuals were sanctioned a similar amount
The SRO highlighted leveraged and inverse ETFs
The SRO is offering temporary relief to firms facing Covid-19 hardship
Firm must pay $250,000 fine and costs
It's still possible to build your book during a pandemic
Late fees incurred between April 17 and June 1 will be waived
Conflict provisions have been delayed by six months, while disclosure has been pushed back by a year