Reviews focus on new products and principal-protected notes
AdvisorReport online resource launched
Regulator seeks comment on proposals
Investment dealer failed to make reasonable efforts to connect to the Omega ATS protected marketplace.
Other changes would allow claimants to opt to eliminate arbitrator’s discretion to award costs
Members to consider financial statements, elect directors
Ex-broker must pay $350,000 fine
IIROC orders Lohrisch to pay $67,000 in fines and costs
Toronto firm ordered to cease dealing with the public
Kehoe succeeds Popovic