IIROC awarded $15,000 in costs
"Dark trading" and other structural issues
A new report proposes rules for “dark” trading, attempting to strike a balance between its advantages and its disadvantages
O’Neill misappropriated more than $200,000 of client funds
25% of dealers will see fee increase
Regulator seeks comment on handling of order flows, use of certain order types
Regulator would have six years to launch proceedings against members, reps
Penalty to be determined at a later date
Trites fined $25,000 for failing to co-operate with an IIROC investigation
Only orders that meet a minimum size threshold would be exempt from pre-trade transparency requirements