SRO sees crypto, AI and new account fraud among emerging issues
Study of firms' plans for advanced tech will inform regulation and oversight
Firms to pay US$2.6 million, including US$1 million in client restitution
BofA fined over anti-spoofing supervision in U.S. Treasury markets
SEC approves SRO rules to facilitate work-from-home supervision
SRO executive leaves after nine years at the agency
SRO examines potential implications of a computing revolution
Regulator adopts new rules to boost transparency around short activity, securities lending
Clients' assets misappropriated rather than invested, U.S. authorities charged
New rule sharply narrows prop traders' SRO exemption