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Company: Financial Industry Regulatory Authority

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Businessman drowning in the sea and asks for help

FINRA research finds 40% lacked the capacity to handle a crisis before Covid-19

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Loneliness, cognitive decline and an increased reliance on the internet intensify investors' vulnerability

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New research confirms surge of new young investors

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Game-like trading apps and Reg BI top the U.S. SRO's compliance exam agenda

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SRO targets repeat offenders with new rule requiring restricted deposits

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FINRA study finds literacy is associated with future financial capability

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Age, vulnerability added to FINRA penalty guidance as aggravating factors

Research finds disconnect in investors' reported risk tolerance

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FINRA, NASAA warn investors about pandemic-driven investment frauds

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SRO aims to boost annual revenues by US$225 million by 2024