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Company: Financial Industry Regulatory Authority

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New report says expungements are being granted "as a matter of course"

stock market decline

Retail investors' knowledge is "alarmingly low," according to report

rules and regulations written on folder

FINRA has developed resources to help firms comply with the SEC's new conduct rules

eb and internet concept with social media and social network signs and words

Scams with the highest engagement and victimization rates involve social media

The U.S. self-regulatory organization's head of enforcement is stepping down after two years

usiness graph with arrow showing profits and gains

Settlements generate US$89 million in restitution

Stacked white books on rules and regulations

SRO clarifies what firms and individuals can do to earn credit for ‘extraordinary‘ cooperation

The SEC and FINRA issued a joint statement addressing digital securities on Monday

senior man giving credit card details on the phone

Recent legislation gives financial firms and employees immunity for reporting incidents

The U.S. regulator aims to enhance compliance and cut costs with its new initiative