Company: Financial Industry Regulatory Authority

321 results found
female advisor with laptop

FINRA has observed a sharp increase in "instant funds" scams in the past two months

Laughing senior man using laptop computer at home

FINRA found that isolation can impact decision-making, including when it comes to finances

a man interrupts a cascade of falling dominoes

SRO adopts rule changes to enhance investor protection

Block letters spelling fraud, with magnifying glass

New research proposes grassroots, disruptive tactics, as repeat victims tend to ignore traditional warnings

Businessman drowning in the sea and asks for help

FINRA research finds 40% lacked the capacity to handle a crisis before Covid-19

senior man giving credit card details on the phone

Loneliness, cognitive decline and an increased reliance on the internet intensify investors' vulnerability

Businessman check seriously analyzes a finance report investor colleagues discussing new plan financial graph data. bank managers task. Concept business and finance ,Account analyzes planing

New research confirms surge of new young investors

Smartphone with finance and market icons and symbols concept

Game-like trading apps and Reg BI top the U.S. SRO's compliance exam agenda

Business lawyer team. Working together of lawyer in the meeting.

SRO targets repeat offenders with new rule requiring restricted deposits

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

FINRA study finds literacy is associated with future financial capability