Proposed changes will provide additional information to investors
Social networking sites and blogs raise new regulatory challenges
SEC approves expansion of BrokerCheck service
Agreement establishes formal basis for information sharing
Fake emails promise compensation from auction rate securities settlements
Reforms would better safeguard investors and the broader financial system
SEC approval of FINRA rule expands TRACE to primary bond market
Violations focused on outsourcing of communications with customers
Firms failed to provide adequate disclosure to investors
Investors should consider seeking the advice of an advisor, regulators say