Large study finds younger, male investors most interested in advice from AI
SRO data shows that aggregate industry profits, rep counts rise
Stronger than expected revenues enables SRO to return US$50 million to brokers
SRO proposes rule changes that give firms time for appeals to SEC
SRO aims to ease compliance, adjust limit to inflation
FINRA highlights need to revise rules to match current technology
Service has helped recover money for investors, generated enforcement referrals
SRO previews initiatives to industry event
SRO consulting on possible reforms to rules around research, underwriting
Investors didn't get paid for lending securities, SRO alleged