Supervisory lapses allowed shady trading to go unchecked
Research indicates that women in prison face particular financial challenges
The SRO calls on dealers to disclose any involvement with digital assets
Maureen Jensen will serve as a public governor for the U.S. SRO
The SRO's head of market regulation, Tom Gira, died June 20
SEC rules take effect June 30
Board approves new enforcement system, proposes rule changes
SRO says top priority is returning money to harmed investors.
Fraudsters urging investors to buy new, risky investments, regulators say
Initial compliance exams will focus on firms' commitment to adopting new requirements