FCA publishes new rules that will require investors explicitly pay for platform services
Bank’s lax anti-money laundering controls result in fine from British regulators
FCA wants to understand the sorts of mistakes financial consumers make, and how firms respond to these mistakes
Financial Conduct Authority now responsible for firms’ conduct
FCA says it will be much more proactive than the FSA
The separation of prudential regulation from conduct regulation means will mean that banks, building societies, insurers and major investment firms will have two groups of supervisors
Financial Conduct Authority to replace Financial Services Authority
The new approach includes a more active, interventionist regulator
The U.K. financial regulator has set targets to ensure that its senior leadership reflects its continued commitment to diversity and inclusion