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Company: Financial Conduct Authority

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SEC charges companies, individuals with fraud allegations

Online scams are becoming more sophisticated, U.K. regulator warns

Businessman progress strategy calculations Mixed media

The measures follow a review that found weak price competition

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FCA releases two papers aimed at promoting sustainable, long-term investment

Financial protection for the future, nest egg, retirement savings

One-in-three retirees are unaware of where their money is invested, U.K. regulator finds

  • January 28, 2019 February 15, 2019
  • 14:45
big ben, bridge, river, london

Proposed rules aim to address the risks to retail investors from trading in complex derivative products

Discussion paper seeks input of for key areas

The aim of the test is to raise the standards and competence of advisors

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The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently

The proposed reforms aim to increase competition in investment consultancy and fiduciary management sector

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The goal is to improve industry conduct and ensure that firms are treating clients properly.