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Company: Financial Conduct Authority

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The proposals would strengthen competition between asset managers, make it easier for investors and advisors to switch platforms and tackle price discrimination

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The list of successful firms includes Fineqia International

businessman documents smart phone digital tablet graph business diagram

The new category aims to encourage more companies to adopt the U.K.’s high governance standards

The taskforce represents a central part of the U.K. government’s efforts to understand and engage with new technologies in the financial services sector

businessman documents smart phone digital tablet graph business diagram

The rules are part of an overall effort to bolster competition among U.K. investment fund managers

  • April 5, 2018 February 15, 2019
  • 14:10
businessman documents smart phone digital tablet graph business diagram

Two documents outline how the U.K. regulator fulfils its objectives through supervision and enforcement activity

  • By: IE Staff
  • March 21, 2018 February 15, 2019
  • 13:00

Consultation paper seeks input on making reporting requirements machine-readable and executable

The FCA and the CFTC commit to supporting innovative firms through each other’s fintech initiatives

  • February 20, 2018 February 15, 2019
  • 13:30
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A new report calls on firms to ensure they are properly managing risks and highlights areas of good and bad practice

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Scams may involve binary options, cryptocurrencies and contracts for difference