Home Financial Conduct Authority

Less than two-thirds of investors surveyed are likely to report suspected investment fraud.

This is the first enforcement action against a firm for failing to report details of trading in exchange-traded derivatives under the European Markets Infrastructure Regulation

The benefits include reducing the time and cost for firms of getting innovative ideas to market

FCA calls for market review of investment consultancy services

The financial services sector should begin planning for a move to alternative interest rate benchmarks based on actual transactions

The study will look at platforms that distribute retail products and administer client assets as well as firms that provide retail investment products through an online portal

The initiative would provide investor protections but existing restrictions on controlling shareholders and related parties would not apply to a sovereign shareholder

The unit, part of FCA Innovate, provides feedback for fintech firms

FCA proposes reforms for U.K. asset-management industry

The regulator’s proposed reforms aim to enhance competition in the market and to better protect investors

The U.K. regulator received 77 applications for the second phase of the sandbox from firms seeking to test innovative products and services