Review found gaps in controls including data oversight and governance
Improving handling of systemic issues aims to prevent delays in compensation, enhance industry certainty
Bank provided services to money launderers, regulator alleged
Online bank had inadequate KYC, risk assessment during rapid growth
Scheme exploited information about companies picked up at fund management job
Pair sentenced in connection with a boiler room scheme
Regulator to adopt rules that set out how workplace misconduct breaches rules
Trio of traders engaged in spoofing in government bond markets, regulator alleged
U.K. tribunal rejects appeal from former Barclays CEO, cuts financial penalty
Analyst traded on confidential info ahead of public disclosure