Many firms do not show consistently good practice across all products and services, U.K. study finds
The U.K. regulator has concerns with suitability and disclosure failures
Bailey replaces Martin Wheatley, who was the U.K. regulator’s first CEO
The revisions are intended to strengthen investor protection and increase market resilience
U.K. discussion paper seeks feedback on policies that may be hindering social investment, and appropriate investor protection
Although financial services firms are aware of the risks that accompany inside information, they need to do more to ensure the risks are handled properly
Although some firms have made progress in establishing client suitability in recent years, other firms need to make substantial improvements
U.K. regulators are trying to prompt consumers to shop around for insurance through a behavioural “nudge”
Financial regulators in the U.K. are considering whether small business clients should be treated more like retail customers
U.K. consultation paper calls for feedback on supporting new technology to help financial firms meet their regulatory obligations