Hospitality events are likely to create conflicts of interest and result in firms not acting in their customers’ best interests
Over longer time periods, researchers did find patterns that are consistent with HFTs anticipating the order flow of non-HFTs
Arif Hussein is disputing the U.K. regulator’s decision
Discussion paper aims to open a debate on improving the way that information is provided to investors
This latest ban is the FCA’s fourth public action against a trader for manipulating LIBOR submissions
IIROC looks to the courts to boost its collection rate in Ontario
However, the report is not recommending a return to commission-based advice
However, it is difficult to assess whether the FCA’s efforts have reduced the overall scale of mis-selling financial products to consumers
Discussion paper intended to spark a discussion on how industry and regulator can work together to address issues facing older consumers
Many firms do not show consistently good practice across all products and services, U.K. study finds