The goal is to improve industry conduct and ensure that firms are treating clients properly.
The proposals would strengthen competition between asset managers, make it easier for investors and advisors to switch platforms and tackle price discrimination
The list of successful firms includes Fineqia International
The new category aims to encourage more companies to adopt the U.K.’s high governance standards
The taskforce represents a central part of the U.K. government’s efforts to understand and engage with new technologies in the financial services sector
The rules are part of an overall effort to bolster competition among U.K. investment fund managers
Two documents outline how the U.K. regulator fulfils its objectives through supervision and enforcement activity
Consultation paper seeks input on making reporting requirements machine-readable and executable
The FCA and the CFTC commit to supporting innovative firms through each other’s fintech initiatives
A new report calls on firms to ensure they are properly managing risks and highlights areas of good and bad practice