The U.K. regulator calls on investors to abandon firms that aren't already seeking registration
The bank was fined £26 million and paid £273 million in redress to customers
FCA consults on guidance for insurers and clients, as the U.K. Supreme Court considers policy interpretations
The regulator has banned the marketing of speculative, illiquid securities to retail investors
There are more advisors — and more consumers receiving advice — following major reforms
U.K. regulator has issued guidance that calls for six-month payment deferrals
Three men convicted of sex-related offences in 2018 ruled unfit by regulator
U.K. regulator calls on firms to review products for value amid lockdown
Valuation, volatility, and violation concerns underpin retail ban
The regulator has opened two efforts to support post-pandemic innovation