Unregistered firm agrees to pay $180,000 penalty
After five years trends start to emerge
The N.B. regulator is reporting an increase in cold calls pitching unregistered investments
World Elder Abuse Awareness Day is June 15
Proposed rule aims to help regulators track capital raising efforts
Unregistered firm settles with New Brunswick regulator
Investors are not protected by securities laws when buying these kinds of options
Cease trade orders issued in Massachusetts and California against World Capital Market, aka WCM777
N.B. financial regulator creates new consumer website
Peter Klohn succeeds David Barry at Financial and Consumer Services Commission