Bank of Nova Scotia will be withdrawing from the service in favour of a for-profit-alternative
How will firms be able to address conflicts of interest in four common scenarios?
The investor advocacy group is working to ensure that securities regulation protects and meets the needs of all investors
The OSC is expected to publish an update in late spring about how it will proceed with embedded commissions
Investment industry firms urged to do more to prepare for and respond to the needs of vulnerable investors
The clinic will provide legal help to investors that may have suffered losses due to misconduct
The veteran securities lawyer has more than 35 years experience in the private sector as well as with government and securities regulators
The IAP notes such provisions were recently adopted in the U.S.
The groups are aiming to develop a mechanism to help firms and advisors protect clients who may be victims of elder abuse or with diminished mental capacity
FAIR Canada and CARP are worried that the OSC, a leading advocate of investor protection, would be subsumed into the new national regulator