The impact of fees on investor returns varies across jurisdictions, asset classes and client types
Whether Canadian securities dealers can establish a global model of payment for research will depend on U.S. regulatory accommodation to MiFID II
Principles are aimed at consistency for firms leaving the U.K.
No strong case for the creation of specific licensing categories for fintech startups, consultation paper says
Manufacturers of financial products must specify a target market of end clients for whom the products are intended
The German and U.K. divisions of Moody’s Investors Service breached rules governing credit rating agencies
New guidance aims to ensure harmonized implementation of the new regime
The rules set out standards for both benchmark administrators and contributors
Concerns about fees and charges are on the rise
A new report suggests that uncertainty about political developments in Europe could trigger abrupt swings in financial asset prices this year