A significant investor protection concern continues to exist
No need for immediate regulatory action, regulators say
The European regulator has also agreed to exclude products that don’t put investors’ capital at risk from the ban
European equity markets suffered significant price corrections in the first quarter
The interventions aim to protect retail investors
The European regulator’s measures aim to protect retail investors
Central counterparties should consider potential conflicts in various relationships
Report follows the conclusion of ESMA’s review of the current fee structures in the credit rating and trade repository industries
The draft technical standards aim to help financial services firms manage money laundering and terrorist financing risks in situations in which they have subsidiaries in certain countries
The guidelines aim to ensure greater consistency in reporting by trade repositories