Denial of service and advanced persistent threat attacks have increased in frequency and sophistication
Regulatory guidance will be published in early 2014
The CSA and the OSC have been dealing with two hot-button topics. Their positions are expected to be revealed soon
Paper solicits feedback from issuers, investors and others to address concerns regarding integrity and reliability
Transition to new service provider will take place over the weekend of Oct. 12
One of the arguments from the financial services industry against some of the more radical reforms currently under consideration is that regulators should wait and see whether changes already in the works will solve their concerns. If so, some suggest, more invasive interventions may be unnecessary. For example, at an industry roundtable hosted by the […]
Industry had raised significant concerns about regulatory burden
Fewer issuers required to take action to improve their disclosure, CSA reports
CSA sets out recommendations to improve relationship disclosure practices
Amendments ensure all investors receive the same information about the cost and performance of their investments