One of the arguments from the financial services industry against some of the more radical reforms currently under consideration is that regulators should wait and see whether changes already in the works will solve their concerns. If so, some suggest, more invasive interventions may be unnecessary. For example, at an industry roundtable hosted by the […]
Industry had raised significant concerns about regulatory burden
Fewer issuers required to take action to improve their disclosure, CSA reports
CSA sets out recommendations to improve relationship disclosure practices
Amendments ensure all investors receive the same information about the cost and performance of their investments
Discussion will focus on whether dealers and advisors should be subject to a best interest standard when providing advice to retail clients, and the alternatives to such a standard
Securities regulators release three-year business plan
The regulation of access has become ever more critical to the overall regulation of electronic trading
Industry members discuss possible costs of adopting a statutory best interest standard for advisors and dealers
CSA extends deadline for fund rule comments