The firm’s approval as an information processor for corporate debt securities was set to expire on Dec. 31, 2015
The recommendation for both mutual funds and ETFs largely follows the approach that’s already widely in use
Quebec, Newfoundland sign revised agreement
There is great debate about the CSA's plans to improve transparency in the notoriously opaque fixed-income market
The goal is to encourage further dialogue on the representation of women on corporate boards and in senior management
New regime will expand ways for small companies to raise capital from a large number of investors online
Several other provinces will revise their OM exemption with a focus on strengthening investor protector
The regulators have been considering several reforms and will communicate a policy direction on mutual fund fees by the first half of 2016
Many issues need to improve the level and detail of disclosure that’s necessary to adhere to new requirements
Regulators propose making corporate debt trading publicly available