The CSA says that it will be seeking “high quality disclosure of material information”
As a result of a recent OSC review, 12 key issuers under scrutiny made “a number of significant disclosure changes,” the CSA reports
Investors may have suffered as a result of major stock price moves caused by early, selective, or misleading disclosure made on social media
Website launched to raise awareness and protect Canadians from binary options scams
The rise of no-contest settlements in Ontario saw the total amount of money returned to investors almost triple to about $350 million from $111.7 million in 2015
The project will allow firms to test novel products and services without full regulatory approval in a way that also provides investor protection
The proposal would replace the CSA’s existing system for investigating possible market misconduct cases utilizing T+1 trading data
The notice is part of regulators’ ongoing efforts at enhancing regulation of over-the-counter derivatives markets
Canada’s regulators new list of marketplaces with full protected status also include the major exchanges published in the initial list
The move aims to address securities industry complaints about trading costs being too high