Companies are making unsubstantiated claims about their businesses and their profit prospects with an eye to boosting stock prices, regulators warn
Distribution of disclosure documents for ETFs begins in December
Stakeholders should consult with their local regulators
Industry group calls for joint CSA/SRO committee to receive feedback and guidance
Today’s notice sets out the responsibilities of industry firms and regulators in dealing with a market disruption
OTC proposals are “too far-reaching,” some groups argue
Many companies did not provide sufficient disclosure about the risks related to their U.S. operations
The new funds are based on the CSA’s alternative funds framework
Amendments rename commodity pools, and permit the funds to use leverage, both directly and indirectly
218 of the 648 companies reviewed still don’t have single woman on their board