Several global industry trade groups voiced concerns about proposed rule changes
The guidance aims to help firms identify and engage appropriate consultants
Regulators stop short of going ahead with OBSI recommendations
Regulators cite growing investor concern about how issuers disclose risks
But the industry trade group is calling on the regulator to keep fees in check
The CSA’s renewed system project is an opportunity for the regulator to innovate
ESMA is seeking feedback on disclosure requirements
The OSC released its statement of priorities for 2019-2020 on Thursday
The CSA imposed $77.5 million in fines and administrative penalties last year
IIROC survey shows support for protecting vulnerable clients, while CSA suggests best practices