SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
Regulator abandons legal defence of climate rules that began under previous administration
CIRO plans to facilitate voluntary participation in federal open banking effort
CSA unveils first project under new effort to test industry innovations
Regulator signals halt to its legal defence of tougher climate rules
CIRO, CSA to publish joint report on CFR sweep in first half
SEC reforms under judicial review, Canadian regs won't change first
SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime
Group seeks harmonized requirements to facilitate buybacks
CSSB issues final standards, CSA still working on rule that would mandate disclosure