Engaging with regulators is an important part of ensuring new rules are implemented effectively
Most of the new alt funds are relatively conservative
The comment period ended this week on proposals to eliminate certain disclosure requirements
Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions
Talk of merging the SROs has surfaced repeatedly over the years
The industry group said the CSA should revisit prospectus requirements
The director of the OSC's derivatives branch says the "work is almost done"
A revised policy stance is in the works
Advisors can deliver better outcomes for their clients by getting ahead of their regulatory obligations
Deal will allow businesses in Canada and Singapore to access new regulated markets