ShelfMonitor scans for changes to investment products
New paper argues benefits of “access equals delivery” model for online disclosure
Investor protection and industry innovation highlight the SRO's compliance priorities
Industry trade group prefers harmonized national solution
Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers
Engaging with regulators is an important part of ensuring new rules are implemented effectively
Most of the new alt funds are relatively conservative
The comment period ended this week on proposals to eliminate certain disclosure requirements
Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions
Talk of merging the SROs has surfaced repeatedly over the years