Nasdaq moves ahead of TSX Venture Exchange
Regulators say requirements will reduce burdens on issuers and investors
An IOSCO report highlights crypto trading issues, but stops short of setting standards
A new paper envisions a single SRO, with the CSA taking responsibility for market regulation
The industry group is calling on regulators to develop a proficiency regime for fund reps
Pilot study would examine the effects of banning trading fee rebates
Ontario is concerned that DSC ban would hurt smaller investors
With the concept of a national regulator in limbo, the CSA plans to review the self-regulatory structure
Regulators set out when trading platforms are subject to securities law
ShelfMonitor scans for changes to investment products