The OSC proposed a series of curbs on DSC sales that would take effect alongside the ban in the rest of the country
Nasdaq moves ahead of TSX Venture Exchange
Regulators say requirements will reduce burdens on issuers and investors
An IOSCO report highlights crypto trading issues, but stops short of setting standards
A new paper envisions a single SRO, with the CSA taking responsibility for market regulation
The industry group is calling on regulators to develop a proficiency regime for fund reps
Pilot study would examine the effects of banning trading fee rebates
Ontario is concerned that DSC ban would hurt smaller investors
With the concept of a national regulator in limbo, the CSA plans to review the self-regulatory structure
Regulators set out when trading platforms are subject to securities law