Regulators make pre-filing reviews broadly available
Regulators propose measures to help firms protect vulnerable clients
Regulators propose harmonizing a little-used regime for start-ups
The SRO has revised its criteria for independent directors
The OSC proposed a series of curbs on DSC sales that would take effect alongside the ban in the rest of the country
Nasdaq moves ahead of TSX Venture Exchange
Regulators say requirements will reduce burdens on issuers and investors
An IOSCO report highlights crypto trading issues, but stops short of setting standards
A new paper envisions a single SRO, with the CSA taking responsibility for market regulation
The industry group is calling on regulators to develop a proficiency regime for fund reps