Regulators provide 45-day extensions for filings, comment periods
Regulators call on issuers to seek cease-trade orders
Fund reps with smaller books are more dependent on DSCs
MFDA proposes creation of new, comprehensive SRO for registered firms
Editorial: The CSA has stepped up to take the OSC's place as the standard bearer for regulatory progress
Regulators adopt new framework for exempting foreign trading venues
Regulators make pre-filing reviews broadly available
Regulators propose measures to help firms protect vulnerable clients
Regulators propose harmonizing a little-used regime for start-ups
The SRO has revised its criteria for independent directors