A review finds issuers are generally doing a good job spelling out the pandemic's impact on their businesses
Fund dealers were advised to examine their client reports for unusual or incorrect information
Regulators are weighing options for the future of the self-regulatory framework
The CSA, excluding the OSC, also urges Ontario to join its passport system
Proposals would focus outside activity reporting, curb duplicate filings and enhance business title reporting
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
Regulators pledge action against market manipulation
IFSE Institute launches new qualifying course for alt funds
Regulators expand list of qualifying courses to sell liquid alts
CSA issues guidance on the use of issuers' ASDPs