First phase of reforms to take effect Sept. 28
Regulators seek to codify initial investment restrictions, custody provisions
Self-regulatory organization proposes new settlement obligation and expanded guidance
Move aims to reduce the burden of printing and mailing disclosures to investors
New proxy voting policy in effect for 2024 annual meetings
U.S. fund industry calls for global move to shorter settlement cycle
CSA publishes systemic risk survey summary
AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered
Regulators propose long-awaited reforms to enhance industry dispute-resolution system
Firms are reporting increased compliance costs as they respond to ESG guidance and regulatory "sweeps"